A Brief Recap of the Legal Position

Following the FCA’s guidance on inducements and conflicts of interest – as well as an IMA consultation – where do asset managers stand? What is acceptable practice in client entertainment and hospitality, and what will fall foul of the regulator? Should the FCA be more prescriptive about what is acceptable? An opportunity for asset managers to share tips.
Paul Ellison has kindly agreed to make the presentation slides used at the Inducements: What Can Providers Do? event available to Forum Members.
To download the slides in PDF format, please click the download button above.