Inducements: What Can Providers Do?


Following the FCA's guidance on inducements and conflicts of interest - as well as an IMA consultation - where do asset managers stand? What is acceptable practice in client entertainment and hospitality, and what will fall foul of the regulator? Should the FCA be more prescriptive about what is acceptable? An opportunity for asset managers to share tips.

Speakers Include:

James Cardew, Global Head of Marketing, Schroders (Chair)

Claire Fraser, Head of Marketing & Communications, Barings Asset Management

Paul Ellison, Partner FS Regulations, MacFarlanes

Professor Roger Steare, Cass Business School

Scott Stevens, Head of Marketing International EMEA, BNY Mellon

Mike Gould, Senior Policy Advisor, Retail Distribution, IMA

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