An FCA Update


Join us in welcoming Robert Taylor, Head of Wealth Management and Private Banking Supervision at The Financial Conduct Authority as he gives us an update on some of the issues affecting the industry. Trends and thoughts from the regulator include topics such as product suitability, raising client standards, compliance, TCF and effects of the RDR. We will also look at recent thinking surrounding compliance and risk management.

Speakers Include:

John Elder, Managing Director, Multi Manager Solutions, Global Family Offices Group EMEA, Northern Trust (Chair)

Robert Taylor, Head of Wealth Management & Private Banking, The Financial Conduct Authority


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